On
the evening of June 20th, several hundred physicists, including a Nobel
laureate, assembled in an auditorium at the Friendship Hotel in Beijing
for a lecture by the Chinese mathematician Shing-Tung Yau. In the late
nineteen-seventies, when Yau was in his twenties, he had made a series
of breakthroughs that helped launch the string-theory revolution in
physics and earned him, in addition to a Fields Medal—the most coveted
award in mathematics—a reputation in both disciplines as a thinker of
unrivalled technical power.
Yau had since become a
professor of mathematics at Harvard and the director of mathematics
institutes in Beijing and Hong Kong, dividing his time between the
United States and China. His lecture at the Friendship Hotel was part
of an international conference on string theory, which he had organized
with the support of the Chinese government, in part to promote the
country’s recent advances in theoretical physics. (More than six
thousand students attended the keynote address, which was delivered by
Yau’s close friend Stephen Hawking, in the Great Hall of the People.)
The subject of Yau’s talk was something that few in his audience knew
much about: the Poincaré conjecture, a century-old conundrum about the
characteristics of three-dimensional spheres, which, because it has
important implications for mathematics and cosmology and because it has
eluded all attempts at solution, is regarded by mathematicians as a
holy grail.
Yau, a stocky man of fifty-seven, stood at a
lectern in shirtsleeves and black-rimmed glasses and, with his hands in
his pockets, described how two of his students, Xi-Ping Zhu and
Huai-Dong Cao, had completed a proof of the Poincaré conjecture a few
weeks earlier. “I’m very positive about Zhu and Cao’s work,” Yau said.
“Chinese mathematicians should have every reason to be proud of such a
big success in completely solving the puzzle.” He said that Zhu and Cao
were indebted to his longtime American collaborator Richard Hamilton,
who deserved most of the credit for solving the Poincaré. He also
mentioned Grigory Perelman, a Russian mathematician who, he
acknowledged, had made an important contribution. Nevertheless, Yau
said, “in Perelman’s work, spectacular as it is, many key ideas of the
proofs are sketched or outlined, and complete details are often
missing.” He added, “We would like to get Perelman to make comments.
But Perelman resides in St. Petersburg and refuses to communicate with
other people.”
For ninety minutes, Yau discussed some of
the technical details of his students’ proof. When he was finished, no
one asked any questions. That night, however, a Brazilian physicist
posted a report of the lecture on his blog. “Looks like China soon will
take the lead also in mathematics,” he wrote.
Grigory
Perelman is indeed reclusive. He left his job as a researcher at the
Steklov Institute of Mathematics, in St. Petersburg, last December; he
has few friends; and he lives with his mother in an apartment on the
outskirts of the city. Although he had never granted an interview
before, he was cordial and frank when we visited him, in late June,
shortly after Yau’s conference in Beijing, taking us on a long walking
tour of the city. “I’m looking for some friends, and they don’t have to
be mathematicians,” he said. The week before the conference, Perelman
had spent hours discussing the Poincaré conjecture with Sir John M.
Ball, the fifty-eight-year-old president of the International
Mathematical Union, the discipline’s influential professional
association. The meeting, which took place at a conference center in a
stately mansion overlooking the Neva River, was highly unusual. At the
end of May, a committee of nine prominent mathematicians had voted to
award Perelman a Fields Medal for his work on the Poincaré, and Ball
had gone to St. Petersburg to persuade him to accept the prize in a
public ceremony at the I.M.U.’s quadrennial congress, in Madrid, on
August 22nd.
The Fields Medal, like the Nobel Prize, grew,
in part, out of a desire to elevate science above national animosities.
German mathematicians were excluded from the first I.M.U. congress, in
1924, and, though the ban was lifted before the next one, the trauma it
caused led, in 1936, to the establishment of the Fields, a prize
intended to be “as purely international and impersonal as possible.”
However,
the Fields Medal, which is awarded every four years, to between two and
four mathematicians, is supposed not only to reward past achievements
but also to stimulate future research; for this reason, it is given
only to mathematicians aged forty and younger. In recent decades, as
the number of professional mathematicians has grown, the Fields Medal
has become increasingly prestigious. Only forty-four medals have been
awarded in nearly seventy years—including three for work closely
related to the Poincaré conjecture—and no mathematician has ever
refused the prize. Nevertheless, Perelman told Ball that he had no
intention of accepting it. “I refuse,” he said simply.
Over
a period of eight months, beginning in November, 2002, Perelman posted
a proof of the Poincaré on the Internet in three installments. Like a
sonnet or an aria, a mathematical proof has a distinct form and set of
conventions. It begins with axioms, or accepted truths, and employs a
series of logical statements to arrive at a conclusion. If the logic is
deemed to be watertight, then the result is a theorem. Unlike proof in
law or science, which is based on evidence and therefore subject to
qualification and revision, a proof of a theorem is definitive.
Judgments about the accuracy of a proof are mediated by peer-reviewed
journals; to insure fairness, reviewers are supposed to be carefully
chosen by journal editors, and the identity of a scholar whose pa-per
is under consideration is kept secret. Publication implies that a proof
is complete, correct, and original.
By these standards,
Perelman’s proof was unorthodox. It was astonishingly brief for such an
ambitious piece of work; logic sequences that could have been
elaborated over many pages were often severely compressed. Moreover,
the proof made no direct mention of the Poincaré and included many
elegant results that were irrelevant to the central argument. But, four
years later, at least two teams of experts had vetted the proof and had
found no significant gaps or errors in it. A consensus was emerging in
the math community: Perelman had solved the Poincaré. Even so, the
proof’s complexity—and Perelman’s use of shorthand in making some of
his most important claims—made it vulnerable to challenge. Few
mathematicians had the expertise necessary to evaluate and defend it.
After
giving a series of lectures on the proof in the United States in 2003,
Perelman returned to St. Petersburg. Since then, although he had
continued to answer queries about it by e-mail, he had had minimal
contact with colleagues and, for reasons no one understood, had not
tried to publish it. Still, there was little doubt that Perelman, who
turned forty on June 13th, deserved a Fields Medal. As Ball planned the
I.M.U.’s 2006 congress, he began to conceive of it as a historic event.
More than three thousand mathematicians would be attending, and King
Juan Carlos of Spain had agreed to preside over the awards ceremony.
The I.M.U.’s newsletter predicted that the congress would be remembered
as “the occasion when this conjecture became a theorem.” Ball,
determined to make sure that Perelman would be there, decided to go to
St. Petersburg.
Ball wanted to keep his visit a
secret—the names of Fields Medal recipients are announced officially at
the awards ceremony—and the conference center where he met with
Perelman was deserted. For ten hours over two days, he tried to
persuade Perelman to agree to accept the prize. Perelman, a slender,
balding man with a curly beard, bushy eyebrows, and blue-green eyes,
listened politely. He had not spoken English for three years, but he
fluently parried Ball’s entreaties, at one point taking Ball on a long
walk—one of Perelman’s favorite activities. As he summed up the
conversation two weeks later: “He proposed to me three alternatives:
accept and come; accept and don’t come, and we will send you the medal
later; third, I don’t accept the prize. From the very beginning, I told
him I have chosen the third one.” The Fields Medal held no interest for
him, Perelman explained. “It was completely irrelevant for me,” he
said. “Everybody understood that if the proof is correct then no other
recognition is needed.”
Proofs
of the Poincaré have been announced nearly every year since the
conjecture was formulated, by Henri Poincaré, more than a hundred years
ago. Poincaré was a cousin of Raymond Poincaré, the President of France
during the First World War, and one of the most creative mathematicians
of the nineteenth century. Slight, myopic, and notoriously
absent-minded, he conceived his famous problem in 1904, eight years
before he died, and tucked it as an offhand question into the end of a
sixty-five-page paper.
Poincaré didn’t make much progress on proving the conjecture. “Cette question nous entraînerait trop loin”
(“This question would take us too far”), he wrote. He was a founder of
topology, also known as “rubber-sheet geometry,” for its focus on the
intrinsic properties of spaces. From a topologist’s perspective, there
is no difference between a bagel and a coffee cup with a handle. Each
has a single hole and can be manipulated to resemble the other without
being torn or cut. Poincaré used the term “manifold” to describe such
an abstract topological space. The simplest possible two-dimensional
manifold is the surface of a soccer ball, which, to a topologist, is a
sphere—even when it is stomped on, stretched, or crumpled. The proof
that an object is a so-called two-sphere, since it can take on any
number of shapes, is that it is “simply connected,” meaning that no
holes puncture it. Unlike a soccer ball, a bagel is not a true sphere.
If you tie a slipknot around a soccer ball, you can easily pull the
slipknot closed by sliding it along the surface of the ball. But if you
tie a slipknot around a bagel through the hole in its middle you cannot
pull the slipknot closed without tearing the bagel.
Two-dimensional
manifolds were well understood by the mid-nineteenth century. But it
remained unclear whether what was true for two dimensions was also true
for three. Poincaré proposed that all closed, simply connected,
three-dimensional manifolds—those which lack holes and are of finite
extent—were spheres. The conjecture was potentially important for
scientists studying the largest known three-dimensional manifold: the
universe. Proving it mathematically, however, was far from easy. Most
attempts were merely embarrassing, but some led to important
mathematical discoveries, including proofs of Dehn’s Lemma, the Sphere
Theorem, and the Loop Theorem, which are now fundamental concepts in
topology.
By the nineteen-sixties, topology had become one
of the most productive areas of mathematics, and young topologists were
launching regular attacks on the Poincaré. To the astonishment of most
mathematicians, it turned out that manifolds of the fourth, fifth, and
higher dimensions were more tractable than those of the third
dimension. By 1982, Poincaré’s conjecture had been proved in all
dimensions except the third. In 2000, the Clay Mathematics Institute, a
private foundation that promotes mathematical research, named the
Poincaré one of the seven most important outstanding problems in
mathematics and offered a million dollars to anyone who could prove it.
“My
whole life as a mathematician has been dominated by the Poincaré
conjecture,” John Morgan, the head of the mathematics department at
Columbia University, said. “I never thought I’d see a solution. I
thought nobody could touch it.”
Grigory
Perelman did not plan to become a mathematician. “There was never a
decision point,” he said when we met. We were outside the apartment
building where he lives, in Kupchino, a neighborhood of drab
high-rises. Perelman’s father, who was an electrical engineer,
encouraged his interest in math. “He gave me logical and other math
problems to think about,” Perelman said. “He got a lot of books for me
to read. He taught me how to play chess. He was proud of me.” Among the
books his father gave him was a copy of “Physics for Entertainment,”
which had been a best-seller in the Soviet Union in the
nineteen-thirties. In the foreword, the book’s author describes the
contents as “conundrums, brain-teasers, entertaining anecdotes, and
unexpected comparisons,” adding, “I have quoted extensively from Jules
Verne, H. G. Wells, Mark Twain and other writers, because, besides
providing entertainment, the fantastic experiments these writers
describe may well serve as instructive illustrations at physics
classes.” The book’s topics included how to jump from a moving car, and
why, “according to the law of buoyancy, we would never drown in the
Dead Sea.”
The notion that Russian society considered
worthwhile what Perelman did for pleasure came as a surprise. By the
time he was fourteen, he was the star performer of a local math club.
In 1982, the year that Shing-Tung Yau won a Fields Medal, Perelman
earned a perfect score and the gold medal at the International
Mathematical Olympiad, in Budapest. He was friendly with his teammates
but not close—“I had no close friends,” he said. He was one of two or
three Jews in his grade, and he had a passion for opera, which also set
him apart from his peers. His mother, a math teacher at a technical
college, played the violin and began taking him to the opera when he
was six. By the time Perelman was fifteen, he was spending his pocket
money on records. He was thrilled to own a recording of a famous 1946
performance of “La Traviata,” featuring Licia Albanese as Violetta.
“Her voice was very good,” he said.
At Leningrad
University, which Perelman entered in 1982, at the age of sixteen, he
took advanced classes in geometry and solved a problem posed by Yuri
Burago, a mathematician at the Steklov Institute, who later became his
Ph.D. adviser. “There are a lot of students of high ability who speak
before thinking,” Burago said. “Grisha was different. He thought
deeply. His answers were always correct. He always checked very, very
carefully.” Burago added, “He was not fast. Speed means nothing. Math
doesn’t depend on speed. It is about deep.”
At
the Steklov in the early nineties, Perelman became an expert on the
geometry of Riemannian and Alexandrov spaces—extensions of traditional
Euclidean geometry—and began to publish articles in the leading Russian
and American mathematics journals. In 1992, Perelman was invited to
spend a semester each at New York University and Stony Brook
University. By the time he left for the United States, that fall, the
Russian economy had collapsed. Dan Stroock, a mathematician at M.I.T.,
recalls smuggling wads of dollars into the country to deliver to a
retired mathematician at the Steklov, who, like many of his colleagues,
had become destitute.
Perelman was pleased to be in the
United States, the capital of the international mathematics community.
He wore the same brown corduroy jacket every day and told friends at
N.Y.U. that he lived on a diet of bread, cheese, and milk. He liked to
walk to Brooklyn, where he had relatives and could buy traditional
Russian brown bread. Some of his colleagues were taken aback by his
fingernails, which were several inches long. “If they grow, why
wouldn’t I let them grow?” he would say when someone asked why he
didn’t cut them. Once a week, he and a young Chinese mathematician
named Gang Tian drove to Princeton, to attend a seminar at the
Institute for Advanced Study.
For several decades, the
institute and nearby Princeton University had been centers of
topological research. In the late seventies, William Thurston, a
Princeton mathematician who liked to test out his ideas using scissors
and construction paper, proposed a taxonomy for classifying manifolds
of three dimensions. He argued that, while the manifolds could be made
to take on many different shapes, they nonetheless had a “preferred”
geometry, just as a piece of silk draped over a dressmaker’s mannequin
takes on the mannequin’s form.
Thurston proposed that every
three-dimensional manifold could be broken down into one or more of
eight types of component, including a spherical type. Thurston’s
theory—which became known as the geometrization conjecture—describes
all possible three-dimensional manifolds and is thus a powerful
generalization of the Poincaré. If it was confirmed, then Poincaré’s
conjecture would be, too. Proving Thurston and Poincaré “definitely
swings open doors,” Barry Mazur, a mathematician at Harvard, said. The
implications of the conjectures for other disciplines may not be
apparent for years, but for mathematicians the problems are
fundamental. “This is a kind of twentieth-century Pythagorean theorem,”
Mazur added. “It changes the landscape.”
In 1982, Thurston
won a Fields Medal for his contributions to topology. That year,
Richard Hamilton, a mathematician at Cornell, published a paper on an
equation called the Ricci flow, which he suspected could be relevant
for solving Thurston’s conjecture and thus the Poincaré. Like a heat
equation, which describes how heat distributes itself evenly through a
substance—flowing from hotter to cooler parts of a metal sheet, for
example—to create a more uniform temperature, the Ricci flow, by
smoothing out irregularities, gives manifolds a more uniform geometry.
Hamilton,
the son of a Cincinnati doctor, defied the math profession’s nerdy
stereotype. Brash and irreverent, he rode horses, windsurfed, and had a
succession of girlfriends. He treated math as merely one of life’s
pleasures. At forty-nine, he was considered a brilliant lecturer, but
he had published relatively little beyond a series of seminal articles
on the Ricci flow, and he had few graduate students. Perelman had read
Hamilton’s papers and went to hear him give a talk at the Institute for
Advanced Study. Afterward, Perelman shyly spoke to him.
“I
really wanted to ask him something,” Perelman recalled. “He was
smiling, and he was quite patient. He actually told me a couple of
things that he published a few years later. He did not hesitate to tell
me. Hamilton’s openness and generosity—it really attracted me. I can’t
say that most mathematicians act like that.
“I was
working on different things, though occasionally I would think about
the Ricci flow,” Perelman added. “You didn’t have to be a great
mathematician to see that this would be useful for geometrization. I
felt I didn’t know very much. I kept asking questions.”
Shing-Tung
Yau was also asking Hamilton questions about the Ricci flow. Yau and
Hamilton had met in the seventies, and had become close, despite
considerable differences in temperament and background. A mathematician
at the University of California at San Diego who knows both men called
them “the mathematical loves of each other’s lives.”
Yau’s
family moved to Hong Kong from mainland China in 1949, when he was five
months old, along with hundreds of thousands of other refugees fleeing
Mao’s armies. The previous year, his father, a relief worker for the
United Nations, had lost most of the family’s savings in a series of
failed ventures. In Hong Kong, to support his wife and eight children,
he tutored college students in classical Chinese literature and
philosophy.
When Yau was fourteen, his father died of
kidney cancer, leaving his mother dependent on handouts from Christian
missionaries and whatever small sums she earned from selling
handicrafts. Until then, Yau had been an indifferent student. But he
began to devote himself to schoolwork, tutoring other students in math
to make money. “Part of the thing that drives Yau is that he sees his
own life as being his father’s revenge,” said Dan Stroock, the M.I.T.
mathematician, who has known Yau for twenty years. “Yau’s father was
like the Talmudist whose children are starving.”
Yau
studied math at the Chinese University of Hong Kong, where he attracted
the attention of Shiing-Shen Chern, the preëminent Chinese
mathematician, who helped him win a scholarship to the University of
California at Berkeley. Chern was the author of a famous theorem
combining topology and geometry. He spent most of his career in the
United States, at Berkeley. He made frequent visits to Hong Kong,
Taiwan, and, later, China, where he was a revered symbol of Chinese
intellectual achievement, to promote the study of math and science.
In
1969, Yau started graduate school at Berkeley, enrolling in seven
graduate courses each term and auditing several others. He sent half of
his scholarship money back to his mother in China and impressed his
professors with his tenacity. He was obliged to share credit for his
first major result when he learned that two other mathematicians were
working on the same problem. In 1976, he proved a twenty-year-old
conjecture pertaining to a type of manifold that is now crucial to
string theory. A French mathematician had formulated a proof of the
problem, which is known as Calabi’s conjecture, but Yau’s, because it
was more general, was more powerful. (Physicists now refer to
Calabi-Yau manifolds.) “He was not so much thinking up some original
way of looking at a subject but solving extremely hard technical
problems that at the time only he could solve, by sheer intellect and
force of will,” Phillip Griffiths, a geometer and a former director of
the Institute for Advanced Study, said.
In 1980, when Yau
was thirty, he became one of the youngest mathematicians ever to be
appointed to the permanent faculty of the Institute for Advanced Study,
and he began to attract talented students. He won a Fields Medal two
years later, the first Chinese ever to do so. By this time, Chern was
seventy years old and on the verge of retirement. According to a
relative of Chern’s, “Yau decided that he was going to be the next
famous Chinese mathematician and that it was time for Chern to step
down.”
Harvard had been trying to recruit Yau, and when, in
1983, it was about to make him a second offer Phillip Griffiths told
the dean of faculty a version of a story from “The Romance of the Three
Kingdoms,” a Chinese classic. In the third century A.D., a Chinese
warlord dreamed of creating an empire, but the most brilliant general
in China was working for a rival. Three times, the warlord went to his
enemy’s kingdom to seek out the general. Impressed, the general agreed
to join him, and together they succeeded in founding a dynasty. Taking
the hint, the dean flew to Philadelphia, where Yau lived at the time,
to make him an offer. Even so, Yau turned down the job. Finally, in
1987, he agreed to go to Harvard.
Yau’s entrepreneurial
drive extended to collaborations with colleagues and students, and, in
addition to conducting his own research, he began organizing seminars.
He frequently allied himself with brilliantly inventive mathematicians,
including Richard Schoen and William Meeks. But Yau was especially
impressed by Hamilton, as much for his swagger as for his imagination.
“I can have fun with Hamilton,” Yau told us during the string-theory
conference in Beijing. “I can go swimming with him. I go out with him
and his girlfriends and all that.” Yau was convinced that Hamilton
could use the Ricci-flow equation to solve the Poincaré and Thurston
conjectures, and he urged him to focus on the problems. “Meeting Yau
changed his mathematical life,” a friend of both mathematicians said of
Hamilton. “This was the first time he had been on to something
extremely big. Talking to Yau gave him courage and direction.”
Yau
believed that if he could help solve the Poincaré it would be a victory
not just for him but also for China. In the mid-nineties, Yau and
several other Chinese scholars began meeting with President Jiang Zemin
to discuss how to rebuild the country’s scientific institutions, which
had been largely destroyed during the Cultural Revolution. Chinese
universities were in dire condition. According to Steve Smale, who won
a Fields for proving the Poincaré in higher dimensions, and who, after
retiring from Berkeley, taught in Hong Kong, Peking University had
“halls filled with the smell of urine, one common room, one office for
all the assistant professors,” and paid its faculty wretchedly low
salaries. Yau persuaded a Hong Kong real-estate mogul to help finance a
mathematics institute at the Chinese Academy of Sciences, in Beijing,
and to endow a Fields-style medal for Chinese mathematicians under the
age of forty-five. On his trips to China, Yau touted Hamilton and their
joint work on the Ricci flow and the Poincaré as a model for young
Chinese mathematicians. As he put it in Beijing, “They always say that
the whole country should learn from Mao or some big heroes. So I made a
joke to them, but I was half serious. I said the whole country should
learn from Hamilton.”
Grigory
Perelman was learning from Hamilton already. In 1993, he began a
two-year fellowship at Berkeley. While he was there, Hamilton gave
several talks on campus, and in one he mentioned that he was working on
the Poincaré. Hamilton’s Ricci-flow strategy was extremely technical
and tricky to execute. After one of his talks at Berkeley, he told
Perelman about his biggest obstacle. As a space is smoothed under the
Ricci flow, some regions deform into what mathematicians refer to as
“singularities.” Some regions, called “necks,” become attenuated areas
of infinite density. More troubling to Hamilton was a kind of
singularity he called the “cigar.” If cigars formed, Hamilton worried,
it might be impossible to achieve uniform geometry. Perelman realized
that a paper he had written on Alexandrov spaces might help Hamilton
prove Thurston’s conjecture—and the Poincaré—once Hamilton solved the
cigar problem. “At some point, I asked Hamilton if he knew a certain
collapsing result that I had proved but not published—which turned out
to be very useful,” Perelman said. “Later, I realized that he didn’t
understand what I was talking about.” Dan Stroock, of M.I.T., said,
“Perelman may have learned stuff from Yau and Hamilton, but, at the
time, they were not learning from him.”
By the end of his
first year at Berkeley, Perelman had written several strikingly
original papers. He was asked to give a lecture at the 1994 I.M.U.
congress, in Zurich, and invited to apply for jobs at Stanford,
Princeton, the Institute for Advanced Study, and the University of Tel
Aviv. Like Yau, Perelman was a formidable problem solver. Instead of
spending years constructing an intricate theoretical framework, or
defining new areas of research, he focussed on obtaining particular
results. According to Mikhail Gromov, a renowned Russian geometer who
has collaborated with Perelman, he had been trying to overcome a
technical difficulty relating to Alexandrov spaces and had apparently
been stumped. “He couldn’t do it,” Gromov said. “It was hopeless.”
Perelman
told us that he liked to work on several problems at once. At Berkeley,
however, he found himself returning again and again to Hamilton’s
Ricci-flow equation and the problem that Hamilton thought he could
solve with it. Some of Perelman’s friends noticed that he was becoming
more and more ascetic. Visitors from St. Petersburg who stayed in his
apartment were struck by how sparsely furnished it was. Others worried
that he seemed to want to reduce life to a set of rigid axioms. When a
member of a hiring committee at Stanford asked him for a C.V. to
include with requests for letters of recommendation, Perelman balked.
“If they know my work, they don’t need my C.V.,” he said. “If they need
my C.V., they don’t know my work.”
Ultimately, he received
several job offers. But he declined them all, and in the summer of 1995
returned to St. Petersburg, to his old job at the Steklov Institute,
where he was paid less than a hundred dollars a month. (He told a
friend that he had saved enough money in the United States to live on
for the rest of his life.) His father had moved to Israel two years
earlier, and his younger sister was planning to join him there after
she finished college. His mother, however, had decided to remain in St.
Petersburg, and Perelman moved in with her. “I realize that in Russia I
work better,” he told colleagues at the Steklov.
At
twenty-nine, Perelman was firmly established as a mathematician and yet
largely unburdened by professional responsibilities. He was free to
pursue whatever problems he wanted to, and he knew that his work,
should he choose to publish it, would be shown serious consideration.
Yakov Eliashberg, a mathematician at Stanford who knew Perelman at
Berkeley, thinks that Perelman returned to Russia in order to work on
the Poincaré. “Why not?” Perelman said when we asked whether
Eliashberg’s hunch was correct.
The Internet made it
possible for Perelman to work alone while continuing to tap a common
pool of knowledge. Perelman searched Hamilton’s papers for clues to his
thinking and gave several seminars on his work. “He didn’t need any
help,” Gromov said. “He likes to be alone. He reminds me of Newton—this
obsession with an idea, working by yourself, the disregard for other
people’s opinion. Newton was more obnoxious. Perelman is nicer, but
very obsessed.”
In 1995, Hamilton published a paper in
which he discussed a few of his ideas for completing a proof of the
Poincaré. Reading the paper, Perelman realized that Hamilton had made
no progress on overcoming his obstacles—the necks and the cigars. “I
hadn’t seen any evidence of progress after early 1992,” Perelman told
us. “Maybe he got stuck even earlier.” However, Perelman thought he saw
a way around the impasse. In 1996, he wrote Hamilton a long letter
outlining his notion, in the hope of collaborating. “He did not
answer,” Perelman said. “So I decided to work alone.”
Yau
had no idea that Hamilton’s work on the Poincaré had stalled. He was
increasingly anxious about his own standing in the mathematics
profession, particularly in China, where, he worried, a younger scholar
could try to supplant him as Chern’s heir. More than a decade had
passed since Yau had proved his last major result, though he continued
to publish prolifically. “Yau wants to be the king of geometry,”
Michael Anderson, a geometer at Stony Brook, said. “He believes that
everything should issue from him, that he should have oversight. He
doesn’t like people encroaching on his territory.” Determined to retain
control over his field, Yau pushed his students to tackle big problems.
At Harvard, he ran a notoriously tough seminar on differential
geometry, which met for three hours at a time three times a week. Each
student was assigned a recently published proof and asked to
reconstruct it, fixing any errors and filling in gaps. Yau believed
that a mathematician has an obligation to be explicit, and impressed on
his students the importance of step-by-step rigor.
There
are two ways to get credit for an original contribution in mathematics.
The first is to produce an original proof. The second is to identify a
significant gap in someone else’s proof and supply the missing chunk.
However, only true mathematical gaps—missing or mistaken arguments—can
be the basis for a claim of originality. Filling in gaps in
exposition—shortcuts and abbreviations used to make a proof more
efficient—does not count. When, in 1993, Andrew Wiles revealed that a
gap had been found in his proof of Fermat’s last theorem, the problem
became fair game for anyone, until, the following year, Wiles fixed the
error. Most mathematicians would agree that, by contrast, if a proof’s
implicit steps can be made explicit by an expert, then the gap is
merely one of exposition, and the proof should be considered complete
and correct.
Occasionally, the difference between a
mathematical gap and a gap in exposition can be hard to discern. On at
least one occasion, Yau and his students have seemed to confuse the
two, making claims of originality that other mathematicians believe are
unwarranted. In 1996, a young geometer at Berkeley named Alexander
Givental had proved a mathematical conjecture about mirror symmetry, a
concept that is fundamental to string theory. Though other
mathematicians found Givental’s proof hard to follow, they were
optimistic that he had solved the problem. As one geometer put it,
“Nobody at the time said it was incomplete and incorrect.”
In
the fall of 1997, Kefeng Liu, a former student of Yau’s who taught at
Stanford, gave a talk at Harvard on mirror symmetry. According to two
geometers in the audience, Liu proceeded to present a proof strikingly
similar to Givental’s, describing it as a paper that he had co-authored
with Yau and another student of Yau’s. “Liu mentioned Givental but only
as one of a long list of people who had contributed to the field,” one
of the geometers said. (Liu maintains that his proof was significantly
different from Givental’s.)
Around the same time, Givental
received an e-mail signed by Yau and his collaborators, explaining that
they had found his arguments impossible to follow and his notation
baffling, and had come up with a proof of their own. They praised
Givental for his “brilliant idea” and wrote, “In the final version of
our paper your important contribution will be acknowledged.”
A few weeks later, the paper, “Mirror Principle I,” appeared in the Asian Journal of Mathematics,
which is co-edited by Yau. In it, Yau and his coauthors describe their
result as “the first complete proof” of the mirror conjecture. They
mention Givental’s work only in passing. “Unfortunately,” they write,
his proof, “which has been read by many prominent experts, is
incomplete.” However, they did not identify a specific mathematical gap.
Givental
was taken aback. “I wanted to know what their objection was,” he told
us. “Not to expose them or defend myself.” In March, 1998, he published
a paper that included a three-page footnote in which he pointed out a
number of similarities between Yau’s proof and his own. Several months
later, a young mathematician at the University of Chicago who was asked
by senior colleagues to investigate the dispute concluded that
Givental’s proof was complete. Yau says that he had been working on the
proof for years with his students and that they achieved their result
independently of Givental. “We had our own ideas, and we wrote them
up,” he says.
Around this time, Yau had his first serious
conflict with Chern and the Chinese mathematical establishment. For
years, Chern had been hoping to bring the I.M.U.’s congress to Beijing.
According to several mathematicians who were active in the I.M.U. at
the time, Yau made an eleventh-hour effort to have the congress take
place in Hong Kong instead. But he failed to persuade a sufficient
number of colleagues to go along with his proposal, and the I.M.U.
ultimately decided to hold the 2002 congress in Beijing. (Yau denies
that he tried to bring the congress to Hong Kong.) Among the delegates
the I.M.U. appointed to a group that would be choosing speakers for the
congress was Yau’s most successful student, Gang Tian, who had been at
N.Y.U. with Perelman and was now a professor at M.I.T. The host
committee in Beijing also asked Tian to give a plenary address.
Yau
was caught by surprise. In March, 2000, he had published a survey of
recent research in his field studded with glowing references to Tian
and to their joint projects. He retaliated by organizing his first
conference on string theory, which opened in Beijing a few days before
the math congress began, in late August, 2002. He persuaded Stephen
Hawking and several Nobel laureates to attend, and for days the Chinese
newspapers were full of pictures of famous scientists. Yau even managed
to arrange for his group to have an audience with Jiang Zemin. A
mathematician who helped organize the math congress recalls that along
the highway between Beijing and the airport there were “billboards with
pictures of Stephen Hawking plastered everywhere.”
That
summer, Yau wasn’t thinking much about the Poincaré. He had confidence
in Hamilton, despite his slow pace. “Hamilton is a very good friend,”
Yau told us in Beijing. “He is more than a friend. He is a hero. He is
so original. We were working to finish our proof. Hamilton worked on it
for twenty-five years. You work, you get tired. He probably got a
little tired—and you want to take a rest.”
Then, on
November 12, 2002, Yau received an e-mail message from a Russian
mathematician whose name didn’t immediately register. “May I bring to
your attention my paper,” the e-mail said.
On
November 11th, Perelman had posted a thirty-nine-page paper entitled
“The Entropy Formula for the Ricci Flow and Its Geometric
Applications,” on arXiv.org, a Web site used by mathematicians to post
preprints—articles awaiting publication in refereed journals. He then
e-mailed an abstract of his paper to a dozen mathematicians in the
United States—including Hamilton, Tian, and Yau—none of whom had heard
from him for years. In the abstract, he explained that he had written
“a sketch of an eclectic proof” of the geometrization conjecture.
Perelman
had not mentioned the proof or shown it to anyone. “I didn’t have any
friends with whom I could discuss this,” he said in St. Petersburg. “I
didn’t want to discuss my work with someone I didn’t trust.” Andrew
Wiles had also kept the fact that he was working on Fermat’s last
theorem a secret, but he had had a colleague vet the proof before
making it public. Perelman, by casually posting a proof on the Internet
of one of the most famous problems in mathematics, was not just
flouting academic convention but taking a considerable risk. If the
proof was flawed, he would be publicly humiliated, and there would be
no way to prevent another mathematician from fixing any errors and
claiming victory. But Perelman said he was not particularly concerned.
“My reasoning was: if I made an error and someone used my work to
construct a correct proof I would be pleased,” he said. “I never set
out to be the sole solver of the Poincaré.”
Gang Tian was
in his office at M.I.T. when he received Perelman’s e-mail. He and
Perelman had been friendly in 1992, when they were both at N.Y.U. and
had attended the same weekly math seminar in Princeton. “I immediately
realized its importance,” Tian said of Perelman’s paper. Tian began to
read the paper and discuss it with colleagues, who were equally
enthusiastic.
On November 19th, Vitali Kapovitch, a geometer, sent Perelman an e-mail:
Hi
Grisha, Sorry to bother you but a lot of people are asking me about
your preprint “The entropy formula for the Ricci . . .” Do I understand
it correctly that while you cannot yet do all the steps in the Hamilton
program you can do enough so that using some collapsing results you can
prove geometrization? Vitali.
Perelman’s response, the next day, was terse: “That’s correct. Grisha.”
In
fact, what Perelman had posted on the Internet was only the first
installment of his proof. But it was sufficient for mathematicians to
see that he had figured out how to solve the Poincaré. Barry Mazur, the
Harvard mathematician, uses the image of a dented fender to describe
Perelman’s achievement: “Suppose your car has a dented fender and you
call a mechanic to ask how to smooth it out. The mechanic would have a
hard time telling you what to do over the phone. You would have to
bring the car into the garage for him to examine. Then he could tell
you where to give it a few knocks. What Hamilton introduced and
Perelman completed is a procedure that is independent of the
particularities of the blemish. If you apply the Ricci flow to a 3-D
space, it will begin to undent it and smooth it out. The mechanic would
not need to even see the car—just apply the equation.” Perelman proved
that the “cigars” that had troubled Hamilton could not actually occur,
and he showed that the “neck” problem could be solved by performing an
intricate sequence of mathematical surgeries: cutting out singularities
and patching up the raw edges. “Now we have a procedure to smooth
things and, at crucial points, control the breaks,” Mazur said.
Tian
wrote to Perelman, asking him to lecture on his paper at M.I.T.
Colleagues at Princeton and Stony Brook extended similar invitations.
Perelman accepted them all and was booked for a month of lectures
beginning in April, 2003. “Why not?” he told us with a shrug. Speaking
of mathematicians generally, Fedor Nazarov, a mathematician at Michigan
State University, said, “After you’ve solved a problem, you have a
great urge to talk about it.”
Hamilton
and Yau were stunned by Perelman’s announcement. “We felt that nobody
else would be able to discover the solution,” Yau told us in Beijing.
“But then, in 2002, Perelman said that he published something. He
basically did a shortcut without doing all the detailed estimates that
we did.” Moreover, Yau complained, Perelman’s proof “was written in
such a messy way that we didn’t understand.”
Perelman’s
April lecture tour was treated by mathematicians and by the press as a
major event. Among the audience at his talk at Princeton were John
Ball, Andrew Wiles, John Forbes Nash, Jr., who had proved the
Riemannian embedding theorem, and John Conway, the inventor of the
cellular automaton game Life. To the astonishment of many in the
audience, Perelman said nothing about the Poincaré. “Here is a guy who
proved a world-famous theorem and didn’t even mention it,” Frank Quinn,
a mathematician at Virginia Tech, said. “He stated some key points and
special properties, and then answered questions. He was establishing
credibility. If he had beaten his chest and said, ‘I solved it,’ he
would have got a huge amount of resistance.” He added, “People were
expecting a strange sight. Perelman was much more normal than they
expected.”
To Perelman’s disappointment, Hamilton did not
attend that lecture or the next ones, at Stony Brook. “I’m a disciple
of Hamilton’s, though I haven’t received his authorization,” Perelman
told us. But John Morgan, at Columbia, where Hamilton now taught, was
in the audience at Stony Brook, and after a lecture he invited Perelman
to speak at Columbia. Perelman, hoping to see Hamilton, agreed. The
lecture took place on a Saturday morning. Hamilton showed up late and
asked no questions during either the long discussion session that
followed the talk or the lunch after that. “I had the impression he had
read only the first part of my paper,” Perelman said.
In the April 18, 2003, issue of Science,
Yau was featured in an article about Perelman’s proof: “Many experts,
although not all, seem convinced that Perelman has stubbed out the
cigars and tamed the narrow necks. But they are less confident that he
can control the number of surgeries. That could prove a fatal flaw, Yau
warns, noting that many other attempted proofs of the Poincaré
conjecture have stumbled over similar missing steps.” Proofs should be
treated with skepticism until mathematicians have had a chance to
review them thoroughly, Yau told us. Until then, he said, “it’s not
math—it’s religion.”
By mid-July, Perelman had posted the
final two installments of his proof on the Internet, and mathematicians
had begun the work of formal explication, painstakingly retracing his
steps. In the United States, at least two teams of experts had assigned
themselves this task: Gang Tian (Yau’s rival) and John Morgan; and a
pair of researchers at the University of Michigan. Both projects were
supported by the Clay Institute, which planned to publish Tian and
Morgan’s work as a book. The book, in addition to providing other
mathematicians with a guide to Perelman’s logic, would allow him to be
considered for the Clay Institute’s million-dollar prize for solving
the Poincaré. (To be eligible, a proof must be published in a
peer-reviewed venue and withstand two years of scrutiny by the
mathematical community.)
On September 10, 2004, more than a
year after Perelman returned to St. Petersburg, he received a long
e-mail from Tian, who said that he had just attended a two-week
workshop at Princeton devoted to Perelman’s proof. “I think that we
have understood the whole paper,” Tian wrote. “It is all right.”
Perelman
did not write back. As he explained to us, “I didn’t worry too much
myself. This was a famous problem. Some people needed time to get
accustomed to the fact that this is no longer a conjecture. I
personally decided for myself that it was right for me to stay away
from verification and not to participate in all these meetings. It is
important for me that I don’t influence this process.”
In
July of that year, the National Science Foundation had given nearly a
million dollars in grants to Yau, Hamilton, and several students of
Yau’s to study and apply Perelman’s “breakthrough.” An entire branch of
mathematics had grown up around efforts to solve the Poincaré, and now
that branch appeared at risk of becoming obsolete. Michael Freedman,
who won a Fields for proving the Poincaré conjecture for the fourth
dimension, told the Times that Perelman’s
proof was a “small sorrow for this particular branch of topology.” Yuri
Burago said, “It kills the field. After this is done, many
mathematicians will move to other branches of mathematics.”
Five
months later, Chern died, and Yau’s efforts to insure that he-—not
Tian—was recognized as his successor turned vicious. “It’s all about
their primacy in China and their leadership among the expatriate
Chinese,” Joseph Kohn, a former chairman of the Prince-ton mathematics
department, said. “Yau’s not jealous of Tian’s mathematics, but he’s
jealous of his power back in China.”
Though Yau had not
spent more than a few months at a time on mainland China since he was
an infant, he was convinced that his status as the only Chinese Fields
Medal winner should make him Chern’s successor. In a speech he gave at
Zhejiang University, in Hangzhou, during the summer of 2004, Yau
reminded his listeners of his Chinese roots. “When I stepped out from
the airplane, I touched the soil of Beijing and felt great joy to be in
my mother country,” he said. “I am proud to say that when I was awarded
the Fields Medal in mathematics, I held no passport of any country and
should certainly be considered Chinese.”
The following
summer, Yau returned to China and, in a series of interviews with
Chinese reporters, attacked Tian and the mathematicians at Peking
University. In an article published in a Beijing science newspaper,
which ran under the headline “SHING-TUNG YAU IS SLAMMING ACADEMIC CORRUPTION IN CHINA,”
Yau called Tian “a complete mess.” He accused him of holding multiple
professorships and of collecting a hundred and twenty-five thousand
dollars for a few months’ work at a Chinese university, while students
were living on a hundred dollars a month. He also charged Tian with
shoddy scholarship and plagiarism, and with intimidating his graduate
students into letting him add his name to their papers. “Since I
promoted him all the way to his academic fame today, I should also take
responsibility for his improper behavior,” Yau was quoted as saying to
a reporter, explaining why he felt obliged to speak out.
In
another interview, Yau described how the Fields committee had passed
Tian over in 1988 and how he had lobbied on Tian’s behalf with various
prize committees, including one at the National Science Foundation,
which awarded Tian five hundred thousand dollars in 1994.
Tian
was appalled by Yau’s attacks, but he felt that, as Yau’s former
student, there was little he could do about them. “His accusations were
baseless,” Tian told us. But, he added, “I have deep roots in Chinese
culture. A teacher is a teacher. There is respect. It is very hard for
me to think of anything to do.”
While Yau was in China, he
visited Xi-Ping Zhu, a protégé of his who was now chairman of the
mathematics department at Sun Yat-sen University. In the spring of
2003, after Perelman completed his lecture tour in the United States,
Yau had recruited Zhu and another student, Huai-Dong Cao, a professor
at Lehigh University, to undertake an explication of Perelman’s proof.
Zhu and Cao had studied the Ricci flow under Yau, who considered Zhu,
in particular, to be a mathematician of exceptional promise. “We have
to figure out whether Perelman’s paper holds together,” Yau told them.
Yau arranged for Zhu to spend the 2005-06 academic year at Harvard,
where he gave a seminar on Perelman’s proof and continued to work on
his paper with Cao.
On April 13th of this year, the thirty-one mathematicians on the editorial board of the Asian Journal of Mathematics
received a brief e-mail from Yau and the journal’s co-editor informing
them that they had three days to comment on a paper by Xi-Ping Zhu and
Huai-Dong Cao titled “The Hamilton-Perelman Theory of Ricci Flow: The
Poincaré and Geometrization Conjectures,” which Yau planned to publish
in the journal. The e-mail did not include a copy of the paper, reports
from referees, or an abstract. At least one board member asked to see
the paper but was told that it was not available. On April 16th, Cao
received a message from Yau telling him that the paper had been
accepted by the A.J.M., and an abstract was posted on the journal’s Web site.
A
month later, Yau had lunch in Cambridge with Jim Carlson, the president
of the Clay Institute. He told Carlson that he wanted to trade a copy
of Zhu and Cao’s paper for a copy of Tian and Morgan’s book manuscript.
Yau told us he was worried that Tian would try to steal from Zhu and
Cao’s work, and he wanted to give each party simultaneous access to
what the other had written. “I had a lunch with Carlson to request to
exchange both manuscripts to make sure that nobody can copy the other,”
Yau said. Carlson demurred, explaining that the Clay Institute had not
yet received Tian and Morgan’s complete manuscript.
By the end of the following week, the title of Zhu and Cao’s paper on the A.J.M.’s
Web site had changed, to “A Complete Proof of the Poincaré and
Geometrization Conjectures: Application of the Hamilton-Perelman Theory
of the Ricci Flow.” The abstract had also been revised. A new sentence
explained, “This proof should be considered as the crowning achievement
of the Hamilton-Perelman theory of Ricci flow.”
Zhu and Cao’s paper was more than three hundred pages long and filled the A.J.M.’s
entire June issue. The bulk of the paper is devoted to reconstructing
many of Hamilton’s Ricci-flow results—including results that Perelman
had made use of in his proof—and much of Perelman’s proof of the
Poincaré. In their introduction, Zhu and Cao credit Perelman with
having “brought in fresh new ideas to figure out important steps to
overcome the main obstacles that remained in the program of Hamilton.”
However, they write, they were obliged to “substitute several key
arguments of Perelman by new approaches based on our study, because we
were unable to comprehend these original arguments of Perelman which
are essential to the completion of the geometrization program.”
Mathematicians familiar with Perelman’s proof disputed the idea that
Zhu and Cao had contributed significant new approaches to the Poincaré.
“Perelman already did it and what he did was complete and correct,”
John Morgan said. “I don’t see that they did anything different.”
By
early June, Yau had begun to promote the proof publicly. On June 3rd,
at his mathematics institute in Beijing, he held a press conference.
The acting director of the mathematics institute, attempting to explain
the relative contributions of the different mathematicians who had
worked on the Poincaré, said, “Hamilton contributed over fifty per
cent; the Russian, Perelman, about twenty-five per cent; and the
Chinese, Yau, Zhu, and Cao et al., about thirty per cent.” (Evidently,
simple addition can sometimes trip up even a mathematician.) Yau added,
“Given the significance of the Poincaré, that Chinese mathematicians
played a thirty-per-cent role is by no means easy. It is a very
important contribution.”
On June 12th, the week before Yau’s conference on string theory opened in Beijing, the South China Morning Post reported,
“Mainland mathematicians who helped crack a ‘millennium math problem’
will present the methodology and findings to physicist Stephen Hawking.
. . . Yau Shing-Tung, who organized Professor Hawking’s visit and is
also Professor Cao’s teacher, said yesterday he would present the
findings to Professor Hawking because he believed the knowledge would
help his research into the formation of black holes.”
On
the morning of his lecture in Beijing, Yau told us, “We want our
contribution understood. And this is also a strategy to encourage Zhu,
who is in China and who has done really spectacular work. I mean,
important work with a century-long problem, which will probably have
another few century-long implications. If you can attach your name in
any way, it is a contribution.”
E.
T. Bell, the author of “Men of Mathematics,” a witty history of the
discipline published in 1937, once lamented “the squabbles over
priority which disfigure scientific history.” But in the days before
e-mail, blogs, and Web sites, a certain decorum usually prevailed. In
1881, Poincaré, who was then at the University of Caen, had an
altercation with a German mathematician in Leipzig named Felix Klein.
Poincaré had published several papers in which he labelled certain
functions “Fuchsian,” after another mathematician. Klein wrote to
Poincaré, pointing out that he and others had done significant work on
these functions, too. An exchange of polite letters between Leipzig and
Caen ensued. Poincaré’s last word on the subject was a quote from
Goethe’s “Faust”: “Name ist Schall und Rauch.” Loosely translated, that corresponds to Shakespeare’s “What’s in a name?”
This,
essentially, is what Yau’s friends are asking themselves. “I find
myself getting annoyed with Yau that he seems to feel the need for more
kudos,” Dan Stroock, of M.I.T., said. “This is a guy who did
magnificent things, for which he was magnificently rewarded. He won
every prize to be won. I find it a little mean of him to seem to be
trying to get a share of this as well.” Stroock pointed out that,
twenty-five years ago, Yau was in a situation very similar to the one
Perelman is in today. His most famous result, on Calabi-Yau manifolds,
was hugely important for theoretical physics. “Calabi outlined a
program,” Stroock said. “In a real sense, Yau was Calabi’s Perelman.
Now he’s on the other side. He’s had no compunction at all in taking
the lion’s share of credit for Calabi-Yau. And now he seems to be
resenting Perelman getting credit for completing Hamilton’s program. I
don’t know if the analogy has ever occurred to him.”
Mathematics,
more than many other fields, depends on collaboration. Most problems
require the insights of several mathematicians in order to be solved,
and the profession has evolved a standard for crediting individual
contributions that is as stringent as the rules governing math itself.
As Perelman put it, “If everyone is honest, it is natural to share
ideas.” Many mathematicians view Yau’s conduct over the Poincaré as a
violation of this basic ethic, and worry about the damage it has caused
the profession. “Politics, power, and control have no legitimate role
in our community, and they threaten the integrity of our field,”
Phillip Griffiths said.
Perelman
likes to attend opera performances at the Mariinsky Theatre, in St.
Petersburg. Sitting high up in the back of the house, he can’t make out
the singers’ expressions or see the details of their costumes. But he
cares only about the sound of their voices, and he says that the
acoustics are better where he sits than anywhere else in the theatre.
Perelman views the mathematics community—and much of the larger
world—from a similar remove.
Before we arrived in St.
Petersburg, on June 23rd, we had sent several messages to his e-mail
address at the Steklov Institute, hoping to arrange a meeting, but he
had not replied. We took a taxi to his apartment building and,
reluctant to intrude on his privacy, left a book—a collection of John
Nash’s papers—in his mailbox, along with a card saying that we would be
sitting on a bench in a nearby playground the following afternoon. The
next day, after Perelman failed to appear, we left a box of pearl tea
and a note describing some of the questions we hoped to discuss with
him. We repeated this ritual a third time. Finally, believing that
Perelman was out of town, we pressed the buzzer for his apartment,
hoping at least to speak with his mother. A woman answered and let us
inside. Perelman met us in the dimly lit hallway of the apartment. It
turned out that he had not checked his Steklov e-mail address for
months, and had not looked in his mailbox all week. He had no idea who
we were.
We arranged to meet at ten the following morning
on Nevsky Prospekt. From there, Perelman, dressed in a sports coat and
loafers, took us on a four-hour walking tour of the city, commenting on
every building and vista. After that, we all went to a vocal
competition at the St. Petersburg Conservatory, which lasted for five
hours. Perelman repeatedly said that he had retired from the
mathematics community and no longer considered himself a professional
mathematician. He mentioned a dispute that he had had years earlier
with a collaborator over how to credit the author of a particular
proof, and said that he was dismayed by the discipline’s lax ethics.
“It is not people who break ethical standards who are regarded as
aliens,” he said. “It is people like me who are isolated.” We asked him
whether he had read Cao and Zhu’s paper. “It is not clear to me what
new contribution did they make,” he said. “Apparently, Zhu did not
quite understand the argument and reworked it.” As for Yau, Perelman
said, “I can’t say I’m outraged. Other people do worse. Of
course, there are many mathematicians who are more or less honest. But
almost all of them are conformists. They are more or less honest, but
they tolerate those who are not honest.”
The prospect of
being awarded a Fields Medal had forced him to make a complete break
with his profession. “As long as I was not conspicuous, I had a
choice,” Perelman explained. “Either to make some ugly thing”—a fuss
about the math community’s lack of integrity—“or, if I didn’t do this
kind of thing, to be treated as a pet. Now, when I become a very
conspicuous person, I cannot stay a pet and say nothing. That is why I
had to quit.” We asked Perelman whether, by refusing the Fields and
withdrawing from his profession, he was eliminating any possibility of
influencing the discipline. “I am not a politician!” he replied,
angrily. Perelman would not say whether his objection to awards
extended to the Clay Institute’s million-dollar prize. “I’m not going
to decide whether to accept the prize until it is offered,” he said.
Mikhail
Gromov, the Russian geometer, said that he understood Perelman’s logic:
“To do great work, you have to have a pure mind. You can think only
about the mathematics. Everything else is human weakness. Accepting
prizes is showing weakness.” Others might view Perelman’s refusal to
accept a Fields as arrogant, Gromov said, but his principles are
admirable. “The ideal scientist does science and cares about nothing
else,” he said. “He wants to live this ideal. Now, I don’t think he
really lives on this ideal plane. But he wants to.” 